What are we compensating for?

On Jan 30, 2013 while the country stood in silence as a mark of respect to the father of the nation on his 65th death anniversary, a gazette notification was passed which could mean the death of good quality serious clinical research in India. It definitely means the death of reasoning, the death of stakeholder engagement when after a year of deliberations and receiving suggestions from at least 32 organizations, they were summarily dismissed and not incorporated in the notification, which is now law. The ethical clinical research industry is faced with a Hobson’s choice, “the necessity of accepting one of two or more equally objectionable alternatives.”

To continue doing clinical trials in the light of the gazette notification, means being not compliant to the law, because some of the provisions are difficult, well nigh impossible, to implement. To stop doing clinical trials, both ongoing and in the future, would mean being morally unethical as it won’t be in patient and public interest.

So what will they do? The way I see it, good quality clinical research by the serious players will continue as patient and public interest is at the heart of what they do. They will face such water cannons, tear gas, and other unreasonable measures but they will soldier on in the interest of patients and the public. But they will not litigate. After all, public interest litigations (PILs) are filed not necessarily in the interest of the public. This industry believes in being industrious, hard working, and committed to the unmet medical and clinical needs of the people who are eligible to be included in clinical trials so that they can serve an altruistic purpose of doing good for the larger community.

What is so abominable about this notification? In the first place, let us understand that compensation is not applicable as a blanket provision in the world of good quality serious ethical clinical research as participants are fully informed, fully comprehend, and only then make a volitional decision to enter the trial. If they suffer from an adverse event related to this participation they are medically managed free of cost. Patients are insured and investigators are indemnified. Despite this, if there are reasonable and justifiable grounds for compensation, the same is done. Per section 2.4.7 of the Indian Good Clinical (Research) Practice (GCP) guidelines, if the clinical trial related injury is deemed related to the study or drug, and is endorsed by the ethics committee, the event is compensable and sponsors have compensated, although in many cases the patient’s relatives, investigators and ethics committee members have wondered why is the sponsor doing so when the patient was well looked after by the sponsor.

There are other reasons to believe that this notification was hastily passed perhaps as a knee jerk reaction to the Supreme Court diktat that either clinical trials need to be stopped or overseen by the Health Secretary to assure that participant rights, safety and well-being are monitored. The notification seems legally untenable and there seem to be internal and external inconsistencies. Some provisions are not feasible to implement. For example, it is mentioned that from the day of serious adverse event (SAE) occurrence the sponsor and investigator need to report to the DCGI’s office within 24 hours and submit a detailed analysis of the same within 10 days. Often one comes to know of the event 10 days after occurrence. It is reported immediately but by this notification one is already non-compliant. Is the DCGI’s office geared for e reporting of SAEs? It should have been worded as from the day one comes to know of the SAE, not from the day of its occurrence. Changes to informed consent forms, contractual changes, getting fresh approvals both internally and from ethics committees will pose operational challenges which can even take as long as 6 to 12 months.

The notification states that medical management of any injury needs to be paid for, for an indefinite period, even if not related to the trial. For example, a participant while traveling to a clinical trial site, has a road accident, and will now need to be medically managed free of cost for the life of that patient. Such blanket provisions do not exist in any part of the world, both developed and developing, emerging and emerged. So is India somewhere in between? Compensation for lack of efficacy or intended therapeutic benefit of the investigational product goes against the basics of clinical research. Sometimes patients do not respond even to approved and marketed products. Use of placebo is generally done as an add-on to current standard of care. Why should a sponsor have to compensate if there is wilful negligence or protocol violation on the part of the investigator? The sponsor does select the investigator, trains him and his team, monitors and oversees the trial conduct with a clinical research associate, quality standards manager and auditor, plus the US FDA, EMEA and the Japanese MOH inspect some sites. Even if the DCGI’s office is unable to monitor, even if ethics committees don’t have the time to oversee, the industry does a very thorough job of monitoring and its standard operating procedures are stricter than any law of the land.

Wouldn’t such blanket compensation clauses promote research misconduct? Won’t patients be induced to participate in clinical trials? Additional committees of experts from academia, who have probably never done a global clinical trial in their life, have been appointed to oversee the conduct of clinical trials, adding to the layers of delay. There is no clarity on how would one determine causality, and accordingly determine the amount of compensation, and the sponsor may not have the opportunity of representing to an independent arbitration committee.

While the ethical research minded industry does support the mandate for compensation for clinical trial related injuries/death in the new compensation rules, and this step will further strengthen human subject/participation protection systems in clinical trials, the gazette notification if not suitably amended will be difficult to implement. Access to new medical innovations for unmet medical needs will become an issue as no new drugs may reach the Indian market. The research/innovation culture recently propagated by the government may take a back seat for academic (including investigator initiated) research and we would miss this golden R & D opportunity to build research capacity and capability.

Knowing the genuine clinical research industry, united in adversity, clinical trials will go on and Indian patients will continue to benefit even if it means the industry is being unfairly ‘PIL’loried. This is because it is genuinely interested in patient welfare. It’s not that one does not want to compensate. Obviously where indicated one must, has and will compensate. But let’s not be unfair to an industry which has helped many patients live better lives. Clinical trials don’t kill patients. Rather, if not for the clinical trial especially in oncology, many a patient would have died a premature death. Let’s not kill reason, let’s not kill clinical trials, let’s not kill ourselves. Let’s be balanced and understand the benefit to risk ratio, maximizing benefit, minimizing risk and optimizing the therapeutic experience for the patient. Primum non nocere – at least do no harm.

These are Dr. Viraj Suvarna’s thoughts in his personal capacity, and not as an employee of Boehringer Ingelheim India Private Limited where Dr. Suvarna is Medical Director.

6 thoughts on “What are we compensating for?

  1. Thanks for the detailed article and the updated post. While the whole world is discussing about implementing newer technologies and improving the whole experience for the patients, we seem to move in a different direction. I am sharing the ideas that I spoke last year on “Clinical Trials and Patient Social Media” (http://www.youtube.com/watch?v=edrhO_oCCek&t=76m53s) which can solve some of the issues using #social tools and was looking forward to lots of forward movement to participate.


  2. Excellent perspective. While this enables a reasonable person to appreciate the significance of CT, there are not many reasonable people in India, as evident from so many social parameters.

    Pharma and CT have to communicate regularly through communication specialists – the need for sectors like CT to move forward.

    Why is the Indian govt spending on healthcare, if there is no scope to research new and better remedies?

    Why is the Indian govt. spending on science education, if these students have no opportunity like CT sector?

    In addition to industry – govt dialogue, there must be more conversations between, academia, society and other stakeholders like journalists who write/broadcast on science to understand the entire issue before PIL loring!

    In the present trend even for the judiciary bows to aam aadmi – the collective conscience. Then industry must find a way to engage that collective conscience proactively.

    Thanks to Salil for blogging this, I would have missed it. The paradox of modern times is that though we have people who can explain issues clearly and there is an abundance of media, it is still are not easy to be heard, let alone listened to.

    The industry may not like to deal with aam aadmi leaders, because they seen so unreasonable. But the fact is they are here and they have a share of the NOISE if not share of the VOICE.

    At the Brand Drift 2013, communication specialist Kiran Khalap brought out how people totally unconnected with “Aadhar” were some of the biggest opponents of the program.

    In the case of CT too, people who have no real stake in the issue are muddying the waters and a lot of strategic communication planning is needed to push forward.


  3. Very informative article Doc.. I can see from a very liberal environment for clinical research it has moved to a confused state of affairs as far as patient’s interest is concerned… Again too much restrictions will not help as many top pharma companies will not choose India for new drugs and patients will be missing on next generation products….

    My take is pendulum has moved on the other side for a time being but with the current focus on clinical research in India I am sure it will move back with the efforts of people like You from the industry….

    Keep pushing and things will change….


  4. Great summarization doc, and a very balanced perspective , we need to rise for the cause of Reserach in India …… There are no second thoughts about patient and subject wellbeing and the industry has never shrugged away from its responsibilities towards the same ……. better governace is what is required …. not an overkill!


  5. A good indepth personal view about the clinical trials scenario at present . But, as a clinical research professional myself I still want to ask myself the million dollar question,’Was everything done right pre 2013 ? Before all these media hype, and PIL were brought on to Pharmaceutical sector of this country ?” Yes I agree for some few all shouldnt be punished, But this is a field where the scope for error or ignorance is zero. I personally feel that both ( Industry as well as regulators ) are to be blamed for this pathetic scenario of drug development in India. Industry is to be blamed for not closing the gaps and loop holes fast enough and regulators for not regulating as required & then waking up, with a PIL and blindly enforcing ridicuolous regulations, which will kill it all. Healthcare in India including the pharamceutical sector is in a very shabby shape, which is brought out again through the Q word echoed by the USFDA head multiple time during her visit to India and a need to harmonise with global standards . Lot needs to improve, before we can say that clinical research in India is state of art. Lots of work needs to be done and there is a dire need for local research and development work as well along with MNC funded activities. I hope that the situation improves in near future and we all as clinical research professionals contribute to put India back on the map of great nations doing “Q” Drug Development activities.


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